The ASIC Podcast

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February 5, 2018  

Episode 31: Conflicts of interest in financial advice

ASIC Senior Executive Leader Jo Bird joins the podcast to talk about the results of Report 562: Financial advice: vertically integrated institutions and conflicts of interest, a new report into conflicts of interest in financial advice at the biggest financial institutions in Australia.

Read the Report

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January 19, 2018  

Episode 30: Risk management systems

ASIC Senior Manager Tim Walker joins the podcast to discuss Regulatory Guide 259, the importance of well-implemented risk management systems, and ASIC's expectations in this area.

 

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October 26, 2017  

Episode 29: ASIC’s Annual Report

ASIC Chairman Greg Medcraft joins the podcast to discuss ASIC's Annual Report for 2016-17.

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September 19, 2017  

Episode 28 - ASIC’s Data Strategy

ASIC's Chief Data Officer John Wallace joins the podcast to discuss ASIC's 2017-20 Data Strategy. You can read the data strategy at ASIC's website.

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September 7, 2017  

Episode 27 - ASIC’s approach to small business

ASIC Commissioner John Price joins the podcast to discuss ASIC's approach to small business, including ASIC's 2017-2020 Small Business Strategy.

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August 31, 2017  

Episode 26: Investors and initial public offerings

Jane Eccleston, ASIC Senior Executive Leader, Corporations, joins the podcast to discuss ASIC's recent report into investors and initial public offerings.

Both the media release and the report can be found here.

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July 19, 2017  

Episode 25: Crowd-sourced funding

ASIC Commissioner John Price joins the podcast to discuss recent law reform around crowd-sourced funding and ASIC's role in administering the new legislation.

ASIC is currently inviting submissions on Consultation Papers 288 and 289. Any submissions, queries or comments can be sent to csf@asic.gov.au. (Submissions are due by 3 August 2017.)

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May 3, 2017  

Episode 24: Paul Muthaura, Chief Executive of the Capital Markets Authority in Kenya

Paul Muthaura, Chief Executive of the Capital Markets Authority in Kenya, joins the podcast to talk about the relationship between technological innovation and regulation, particularly in terms of the M-Pesa, a mobile-based financing service in the Kenyan economy.

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April 30, 2017  

Episode 23: Stories from the market integrity beat

Two members of ASIC's Market Integrity Team, Tom Veidners and Wendy Prince, join the podcast to talk about some of the work they undertake, including a few recent examples.

For more about ASIC's market integrity work, you can subscribe to our Market Integrity Update.

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March 20, 2017  

Episode 22: Financial advice: Review of how large institutions oversee their advisers

ASIC's Louise Macaulay (Senior Executive Leader - Financial Advisers) joins the podcast to discuss ASIC's recent review of how large institutions oversee their financial advisers.

The full report is available here.

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