Episodes
Monday Sep 12, 2016
ASIC View Episode 14: Add-on insurance report
Monday Sep 12, 2016
Monday Sep 12, 2016
ASIC has reviewed the sale of add-on general insurance policies through car dealers and found that the market is failing consumers. ASIC Deputy Chairman Peter Kell joins the podcast to discuss the report.
The report can be viewed here.
The media release can be viewed here.
More information on add-on insurance can be found at ASIC's MoneySmart website.
Tuesday Aug 16, 2016
ASIC View Episode 13: Review of Australian equity market cleanliness
Tuesday Aug 16, 2016
Tuesday Aug 16, 2016
Monday Aug 01, 2016
ASIC View Episode 12: Due diligence practices for Initial Public Offerings
Monday Aug 01, 2016
Monday Aug 01, 2016
ASIC Commissioner John Price joins the podcast to talk about ASIC's recent report examining the due diligence practices of issuers of securities under an initial public offering (IPO).
Read our media release
Read the report
Thursday Jul 07, 2016
ASIC View Episode 11: ASIC's Innovation Hub
Thursday Jul 07, 2016
Thursday Jul 07, 2016
This week, ASIC Commissioner John Price joins the podcast to discuss ASIC's Innovation Hub and how it's helping fintech startups.
You can find out more about ASIC's Innovation Hub by going to the webpage.
Friday Jun 10, 2016
ASIC View Episode 10: ASIC's Indigenous Outreach Program
Friday Jun 10, 2016
Friday Jun 10, 2016
Monday May 16, 2016
ASIC View Episode 9: Deputy Chair Peter Kell on investment scams
Monday May 16, 2016
Monday May 16, 2016
During Consumer Fraud Week 2016, the Australian Securities and Investments Commission is warning consumers and investors to 'Wise Up to Scams' and do some simple checks before they part with their money.
Read ASIC's media release on Consumer Fraud Week 2016 and visit ASIC's MoneySmart website for more tips on avoiding investment scams.
Read the transcript
Tuesday May 03, 2016
ASIC View Episode 8: Commissioner Cathie Armour on ASIC's insider trading work
Tuesday May 03, 2016
Tuesday May 03, 2016
On the latest episode of ASIC View, ASIC Commissioner Cathie Armour discusses ASIC's work in insider trading matters. Topics discussed include the damage done by insider trading, ASIC's surveillance and enforcement strategies and other related key areas of interest.
Media releases for matters mentioned during the podcast:
Monday Apr 04, 2016
ASIC View Episode 7: ASIC Forum robo-advice session
Monday Apr 04, 2016
Monday Apr 04, 2016
The following is an excerpt from a session at ASIC's 2016 Annual Forum on robo-advice. The session covers:
- How does robo-advice sit alongside traditional financial advice?
- Where does robo-advice cause the most disruption?
- How does the current regulatory framework apply to robo-advice?
- What are the issues that are unique to robo-advice?
- The podcast also discusses ASIC's Consultation Paper 254 Regulating digital financial advice (CP 254) and draft Regulatory Guide 000 Providing digital financial product advice to retail clients.
Speakers include ASIC's Joanna Bird and Louise Macaulay, Senior Executive Leaders of the Financial Advisers team as well as a panel discussion from:
Greg Miller, Executive General Manager, Wealth Advice, NAB
Chris Brycki, Founder and Chief Executive Officer, Stockspot
Kate Jackson-Maynes, Partner, King & Wood Mallesons
Dr June Smith, Lead Ombudsman, Investment and Advice, Financial Ombudsman Service Australia
Wednesday Mar 30, 2016
ASIC View Episode 6 - Commissioner Greg Tanzer on ASIC's latest enforcement report
Wednesday Mar 30, 2016
Wednesday Mar 30, 2016
On the latest episode of ASIC View, Commissioner Greg Tanzer speaks about ASIC's enforcement report for July-December 2015.
He covers:
- the key statistics from the report
- major outcomes that support ASIC's priorities
- ASIC's ongoing areas of focus
- and much more.
You can download the report here and read the media release here.
Wednesday Mar 02, 2016
ASIC View Episode 5: Limited AFS licences for accountants providing SMSF advice
Wednesday Mar 02, 2016
Wednesday Mar 02, 2016
From July 1st this year, accountants will need to have a limited AFS licence if they are providing SMSF advice. ASIC Commissioner Greg Tanzer talks to Hilarie Dunn about why this change is necessary and what it may mean for you.
More information can be found at ASIC's Information Sheet 179.