The ASIC Podcast

ASIC View Episode 4: Park Trent

Louise Macaulay (Senior Executive Leader, Financial Advisers at the Australian Securities and Investments Commission) speaks to the podcast about ASIC's recent case involving Park Trent. 

This episode covers:

- Why ASIC decided to take action

- How ASIC conducted its investigation

- Information on Self-Managed Super Funds

and more.

ASIC View Episode 3: Chairman Greg Medcraft on Culture

ASIC Chairman Greg Medcraft joins the podcast to talk about culture and its importance to the financial industry.

ASIC View Episode 2: How ASIC deals with reports of misconduct

Warren Day (Senior Executive Leader, Assessment and Intelligence at the Australian Securities and Investments Commission) talks about what happens when you make a report of alleged misconduct or a complaint to ASIC.

You can find more information in our Information Sheets:

Reporting misconduct 

ASIC's approach to enforcement

ASIC View Episode 1: Financial Services Enforcement

Tim Mullaly (Senior Executive Leader, Financial Services Enforcement at the Australian Securities and Investments Commission) talks about the work he and his team does, the methods they employ to achieve their goals and some of the emerging issues in the financial services sector.